Parmenion Capital Partners LLP

• Principal Place of Business

  Aurora

  Counterslip

  Bristol

  BS1 6BX

  UNITED KINGDOM

  Phone

  +4403300945900

  Web

  https://www.parmenion.co.uk

• Complaints Contact

  Aurora

  Counterslip

  Bristol

  BS1 6BX

  UNITED KINGDOM

  Phone

  +4403300945900

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm is limited to dealing as principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

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  • · The firm is limited to dealing as principal in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm is limited to dealing in principle in investments, arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Lindsay Nicholson Machray

  IRN NLM01023

  • CF28 Systems and controls (2 Nov 2017 to 29 Nov 2018)
• Nicholas Bridge

  IRN NXB00086

  • [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2020)
• Nicholas Frances John Cooling

  IRN NFC01007

  • CF4 Partner (17 Apr 2007 to 11 Jan 2016)
• Nick Fisher

  IRN NXF00052

  • [FCA CF] Significant management (9 Dec 2019 to 13 May 2022)
• Peter David Carnell-Xu

  IRN PXC00454

  • [FCA CF] CASS oversight function (5 Sep 2022 to 30 Jun 2023)
• Peter John Dalgliesh

  IRN PJD01162

  • [FCA CF] Functions requiring qualifications (9 Apr 2025 to 3 Dec 2025)
  • SMF18 Other Overall Responsibility (31 Mar 2022 to 4 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
  • CF29 Significant management (8 May 2019 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Richard Alexander Houghton

  IRN RAH01236

  • SMF9 Chair of the Governing Body (since 5 Apr 2022)
• Richard Arthur Goodall

  IRN RAG00019

  • CF4 Partner (24 Aug 2015 to 27 Jul 2016)
• Richard Bruce Mein

  IRN RBM00002

  • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
  • CF27 Investment Management (17 Apr 2007 to 31 Oct 2007)
  • CF4 Partner (17 Apr 2007 to 11 Jan 2016)
  • CF8 Apportionment and Oversight (17 Apr 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (17 Apr 2007 to 1 May 2011)
  • CF10 Compliance Oversight (17 Apr 2007 to 1 May 2011)
  • CF21 Investment Adviser (17 Apr 2007 to 1 May 2007)
• Richard White

  IRN RXW00173

  • [FCA CF] Significant management (9 Dec 2019 to 17 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)

No changes recorded yet.