Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INVESTMENT FUND SERVICES LIMITED (no longer approved here)

    FRN 464193

    • [FCA CF] Significant management (11 Mar 2024 to 31 Dec 2025)
  • GRAPHENE PLATFORMS LIMITED (no longer approved here)

    FRN 756360

    • [FCA CF] Client dealing (24 Feb 2023 to 11 Mar 2024)
    • [FCA CF] Manager of certification employee (17 Oct 2022 to 3 Feb 2023)
    • SMF3 Executive Director (2 Aug 2021 to 2 May 2025)
    • [FCA CF] Significant management (6 Apr 2020 to 11 Aug 2021)
  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • [FCA CF] Significant management (17 Oct 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (14 Jul 2022 to 18 Oct 2022)
    • [FCA CF] Manager of certification employee (14 Jul 2022 to 18 Oct 2022)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.