Panmure Liberum Capital Limited

• Principal Place of Business

  Ropemaker Place, Level 12

  25 Ropemaker Street

  London

  EC2Y 9LY

  UNITED KINGDOM

  Phone

  +4402031002000

  Web

  https://www.panmureliberum.com

• Complaints Contact

  Ropemaker Place, Level 12

  25 Ropemaker Street

  London

  EC2Y 9LY

  UNITED KINGDOM

  Phone

  +4402031002000

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Edward Naughton

  IRN JEN01053

  • CF30 Customer (21 Sep 2017 to 6 Mar 2019)
• John William Truscott

  IRN JWT01029

  • CF10a CASS Oversight function (1 Oct 2011 to 21 Jun 2019)
  • CF29 Significant management (1 Nov 2007 to 21 Jun 2019)
  • CF30 Customer (1 Nov 2007 to 21 Jun 2019)
  • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (5 Jun 2007 to 21 Jun 2019)
  • CF20 Significant Mgt (Settlements) (5 Jun 2007 to 31 Oct 2007)
• Jonathan David Plant

  IRN JDP01057

  • CF30 Customer (1 Nov 2007 to 14 Sep 2015)
  • CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
  • CF26 Customer Trading (21 Aug 2007 to 31 Oct 2007)
• Jonathan David Stewart

  IRN JDS01196

  • CF30 Customer (3 Oct 2013 to 27 Feb 2015)
• Jonathan Frederick Webb

  IRN JFW01096

  • CF30 Customer (26 Feb 2018 to 23 Mar 2018)
• Jonathan Hugo Laurence Brent

  IRN JHB01076

  • [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2024)
  • CF30 Customer (27 Jul 2009 to 8 Dec 2019)
• Jonathan James Wilkes-Green

  IRN JJW01117

  • CF30 Customer (12 May 2015 to 8 Dec 2019)
• Jonathan Nicholas Jephcott Parker

  IRN JXP02602

  • [FCA CF] Client dealing (28 Feb 2020 to 30 Jun 2021)
• Jonathan Thomas Byrne

  IRN JXB01081

  • [FCA CF] Client dealing (20 May 2022 to 1 Jul 2024)
• Joseph Anthony Chambers

  IRN JAC01326

  • [FCA CF] CASS oversight function (since 1 Jul 2024)

No changes recorded yet.