Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Panmure Liberum Limited
FRN 403721
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Significant management (since 1 Jul 2024)
- [FCA CF] CASS oversight function (since 9 Mar 2020)
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Panmure Liberum Capital Limited
FRN 465050
- [FCA CF] CASS oversight function (since 1 Jul 2024)
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- CF30 Customer (2 Nov 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.