Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
-
- [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
- CF30 Customer (27 Jul 2009 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.