Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (27 Jul 2009 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.