Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GPIM Limited (no longer approved here)

    FRN 811340

    • SMF3 Executive Director (9 Jan 2020 to 22 Jan 2024)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF10a CASS Oversight function (1 Oct 2011 to 21 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 21 Jun 2019)
    • CF29 Significant management (1 Nov 2007 to 21 Jun 2019)
    • CF20 Significant Mgt (Settlements) (5 Jun 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (5 Jun 2007 to 21 Jun 2019)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Sep 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.