Pacific Capital Partners Limited

• Principal Place of Business

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

  Web

  https://www.pacificam.co.uk

• Complaints Contact

  Pacific Asset Management LLP

  74 Wigmore Street

  London

  Westminster

  W1U 2SQ

  UNITED KINGDOM

  Phone

  +442039702955

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ramesh Narayanaswamy

  IRN RXN01186

  • [FCA CF] Material risk taker (since 29 Jul 2025)
  • [FCA CF] Client dealing (since 29 Jul 2025)
• Ricco Rodrigues

  IRN RXR00493

  • [FCA CF] Client dealing (30 Apr 2025 to 1 Aug 2025)
• Richard Howell Edwards

  IRN RHE01011

  • CF27 Investment Management (16 May 2003 to 20 Mar 2004)
• Richard James Black

  IRN RJB01537

  • [FCA CF] Client dealing (since 30 Apr 2025)
  • [FCA CF] Material risk taker (since 30 Apr 2025)
• Richard John Marshall

  IRN RJM01237

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Robert Seachoy

  IRN RXS02999

  • [FCA CF] Client dealing (since 2 Sep 2024)
• Rodney James Barker

  IRN RJB01210

  • CF30 Customer (11 Apr 2011 to 23 Jun 2015)
  • CF1 Director (11 Apr 2011 to 19 Jan 2015)
• Ross Warren Wright

  IRN RWW01059

  • [FCA CF] Material risk taker (since 31 Mar 2022)
  • [FCA CF] Client dealing (since 16 Jun 2021)
• Ryan Kulczycki

  IRN RXK00230

  • [FCA CF] Material risk taker (31 Mar 2022 to 1 Jun 2023)
  • [FCA CF] Significant management (3 Jul 2021 to 1 Jun 2023)
• Sally Anne Holder

  IRN SAH01079

  • CF1 Director (1 Dec 2001 to 6 Feb 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 6 Feb 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Feb 2003)
  • CF13 Finance (1 Dec 2001 to 6 Feb 2003)
  • CF14 Risk Assessment (1 Dec 2001 to 6 Feb 2003)
  • CF15 Internal Audit (1 Dec 2001 to 6 Feb 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Feb 2003)

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 17 Mar 2010 · Until 4 Dec 2014

No changes recorded yet.