Richard John Marshall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pacific Capital Partners Limited

    FRN 171200

    • [FCA CF] Material risk taker (since 31 Mar 2022)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2020)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (19 Oct 2015 to 3 Apr 2018)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (1 Nov 2007 to 19 Aug 2015)
    • CF26 Customer Trading (31 Mar 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.