Owen and Associates

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Owen & Associates
    33 Gay Street
    Bath
    Bath And North East Somerset
    BA1 2NT
    UNITED KINGDOM
    Phone
    +4401225429479

  • Complaints Contact

    Owen & Associates
    33 Gay Street
    Bath
    Bath And North East Somerset
    BA1 2NT
    UNITED KINGDOM
    Phone
    +4401225429479

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or mortgage advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Robinson

    IRN MPR01070

    • CF1 Director (AR) (12 Apr 2006 to 26 Dec 2014)
  • Martin Anthony Brock

    IRN MAB00069

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Dec 2005)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • Martin John Cane

    IRN MJC01588

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Dec 2010)
  • Matthew Edward Wiseman

    IRN MEW01077

    • CF1 Director (AR) (22 Apr 2010 to 18 Mar 2011)
  • Matthew Patrick Trevelyan Rich

    IRN MPR00001

    • CF30 Customer (24 Mar 2009 to 24 Jun 2011)
  • Max Robert Tennant

    IRN MRT01063

    • CF21 Investment Adviser (24 Nov 2003 to 1 Jun 2004)
    • CF7 Sole Trader (AR) (24 Nov 2003 to 1 Jun 2004)
  • Michael John Whipp

    IRN MJW00063

    • CF1 Director (AR) (1 Aug 2007 to 4 Oct 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Michael Stuart Hill

    IRN MSH00007

    • CF30 Customer (1 May 2011 to 2 Sep 2011)
  • Michael Thomas Wyatt

    IRN MTW00001

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
  • Neil David Butler

    IRN NDB00002

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.