Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 6 Apr 2016)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2023)
    • Responsible for Insurance Mediation (18 Jul 2017 to 30 Sep 2018)
    • CF1 Director (28 May 2015 to 8 Dec 2019)
  • Owen and Associates (no longer approved here)

    FRN 146808

    • CF1 Director (AR) (22 Apr 2010 to 18 Mar 2011)
  • Niche Client Insure Ltd (no longer approved here)

    FRN 521639

    • Employed By (22 Apr 2010 to 18 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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