Max Robert Tennant

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ifamax Limited

    FRN 526599

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Jun 2025)
    • CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jan 2011 to 30 Sep 2018)
    • CF1 Director (5 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jan 2011 to 22 May 2012)
    • CF30 Customer (5 Jan 2011 to 8 Dec 2019)
  • Global Systematic Investors LLP (no longer approved here)

    FRN 572537

    • SMF27 Partner (9 Dec 2019 to 22 Jan 2023)
    • CF4 Partner (26 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
  • Owen and Associates (no longer approved here)

    FRN 146808

    • CF21 Investment Adviser (24 Nov 2003 to 1 Jun 2004)
    • CF7 Sole Trader (AR) (24 Nov 2003 to 1 Jun 2004)
  • IFAMAX (no longer approved here)

    FRN 229346

    • Employed By (24 Nov 2003 to 1 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.