Date authorised
1 April 2013
Companies House
OC370686
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    75 King William Street
    London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402077175578
  • Complaints Contact

    75 King William Street
    London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402077175578

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Hanke Business Advisors Limited

    IRN XXH01093

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • . OGR (UK) Limited

    IRN XXO01060

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • Andrew Gordon Cain

    IRN AGC01125

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2026)
    • CF10 Compliance Oversight (12 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • Bernd Hubertus Hanke

    IRN BHH01014

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • Garrett Quigley

    IRN GXQ01015

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2012 to 22 Aug 2016)
    • CF10 Compliance Oversight (1 Oct 2012 to 22 Aug 2016)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • Gregory Richard Arthur Brown

    IRN GRB01141

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2025)
    • SMF16 Compliance Oversight (since 19 Dec 2025)
  • Katharine Susan Hudson

    IRN KSH01033

    • SMF27 Partner (since 25 Jul 2022)
  • Max Robert Tennant

    IRN MRT01063

    • SMF27 Partner (9 Dec 2019 to 22 Jan 2023)
    • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
    • CF4 Partner (26 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.