Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Global Systematic Investors LLP
FRN 572537
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Oct 2012 to 22 Aug 2016)
- CF10 Compliance Oversight (1 Oct 2012 to 22 Aug 2016)
- CF30 Customer (1 Oct 2012 to 8 Dec 2019)
- CF4 Partner (1 Oct 2012 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 2 Jun 2010)
- CF11 Money Laundering Reporting (19 Mar 2002 to 15 Apr 2005)
- CF1 Director (19 Mar 2002 to 2 Jun 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.