Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2012 to 22 Aug 2016)
    • CF10 Compliance Oversight (1 Oct 2012 to 22 Aug 2016)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2012 to 8 Dec 2019)
  • Dimensional Fund Advisors Ltd. (no longer approved here)

    FRN 150100

    • CF30 Customer (1 Nov 2007 to 2 Jun 2010)
    • CF11 Money Laundering Reporting (19 Mar 2002 to 15 Apr 2005)
    • CF1 Director (19 Mar 2002 to 2 Jun 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.