Andrew Gordon Cain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Global Systematic Investors LLP

    FRN 572537

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2026)
    • CF10 Compliance Oversight (12 Sep 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Sep 2016 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • Dimensional Fund Advisors Ltd. (no longer approved here)

    FRN 150100

    • CF1 Director (1 Oct 2009 to 5 Sep 2013)
    • CF3 Chief Executive (1 Oct 2009 to 5 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.