Oversea-Chinese Banking Corporation Limited

• Principal Place of Business

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530900

  Web

  http://www.ocbc.com

• Complaints Contact

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530947

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• James Pearson

  IRN JWP01064

  • CF30 Customer (since 1 Sep 2025)
• Karl John Kelledy

  IRN KJK01058

  • SMF2 Chief Finance (7 Mar 2016 to 5 Sep 2020)
  • CF28 Systems and controls (20 Jun 2012 to 6 Mar 2016)
• Kenneth John Chapman

  IRN KJC01057

  • CF30 Customer (26 Jan 2016 to 6 Mar 2016)
• Khai Sheong Ong

  IRN KSO01003

  • CF10 Compliance Oversight (14 May 2007 to 13 Feb 2010)
  • CF11 Money Laundering Reporting (1 Feb 2007 to 13 Feb 2010)
• Lap-Keung Chui

  IRN LXC45257

  • [FCA CF] Material risk taker (since 17 Jul 2020)
• Lee Ward

  IRN LXW70555

  • [FCA CF] Material risk taker (since 7 Jan 2019)
• Lie Lam

  IRN LXL01193

  • CF30 Customer (12 Feb 2013 to 11 Sep 2015)
• Lucio Matassoni

  IRN LXM01230

  • [FCA CF] Material risk taker (since 31 Jan 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (30 Jan 2007 to 31 Oct 2007)
• Man Chun Brian Leung

  IRN MXL00555

  • CF30 Customer (since 1 Sep 2025)
• Mansoor Ahmed Khan

  IRN MAK01159

  • CF30 Customer (16 Dec 2009 to 20 Jan 2010)

• BANK OF SINGAPORE LIMITED, UK BRANCH

  FRN 1038970 · Appointed 1 Sep 2025

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