Oversea-Chinese Banking Corporation Limited

• Principal Place of Business

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530900

  Web

  http://www.ocbc.com

• Complaints Contact

  The Gilbert Building

  2nd Floor

  40 Finsbury Square

  London

  EC2A 1PX

  UNITED KINGDOM

  Phone

  +4402076530947

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Marc Antony Botsaris

  IRN MAB01230

  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (10 Nov 2008 to 6 Mar 2016)
• Maria Abina Smith

  IRN MAS01562

  • SMF2 Chief Finance (since 8 Feb 2021)
• Mohammad Urooj Alam

  IRN MUA01002

  • CF30 Customer (since 1 Sep 2025)
• Nadeem Ahmed Siddiqui

  IRN NAS01100

  • CF30 Customer (1 Nov 2007 to 18 Aug 2010)
  • CF26 Customer Trading (27 Feb 2007 to 31 Oct 2007)
• Neha Jindal

  IRN NXJ01216

  • CF1 Director (AR) (since 21 Oct 2025)
• Nicholas Edwards

  IRN NXE01143

  • SMF24 Chief Operations (9 Apr 2019 to 9 Apr 2019)
  • SMF22 Other Local Responsibility (7 Mar 2016 to 9 Apr 2019)
  • CF28 Systems and controls (31 Jul 2013 to 6 Mar 2016)
• Paul Anthony Ingles

  IRN PAI01022

  • CF30 Customer (19 Dec 2008 to 1 Feb 2012)
• Puay Cher Sim

  IRN PCS01052

  • CF3 Chief Executive (1 Dec 2001 to 20 Dec 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Dec 2007)
• Puneet Tekwani

  IRN PXT00365

  • [FCA CF] Client dealing (since 10 Jul 2025)
• RANJIT KHANNA

  IRN RXK00568

  • SMF22 Other Local Responsibility (since 12 Dec 2025)

• BANK OF SINGAPORE LIMITED, UK BRANCH

  FRN 1038970 · Appointed 1 Sep 2025

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