Mohammad Urooj Alam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oversea-Chinese Banking Corporation Limited

    FRN 204687

    • CF30 Customer (since 1 Sep 2025)
  • BANK OF SINGAPORE LIMITED, UK BRANCH

    FRN 1038970

    • Employed By (since 1 Sep 2025)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (23 Nov 2017 to 9 Jun 2024)
    • [FCA CF] Functions requiring qualifications (23 Nov 2017 to 9 Jun 2024)
    • [FCA CF] Manager of certification employee (23 Nov 2017 to 25 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (4 Jul 2012 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (19 Mar 2015 to 22 Mar 2018)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (24 Mar 2006 to 19 Oct 2006)
    • CF22 Investment Adviser (Trainee) (28 Jul 2004 to 3 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.