Osmosis Investment Management UK Limited

• Principal Place of Business

  4th Floor

  36-38 Botolph Lane

  London

  EC3R 8DE

  UNITED KINGDOM

  Phone

  +4407887532010

  Web

  https://www.osmosisim.com

• Complaints Contact

  36-38 Botolph Lane

  London

  EC3R 8DE

  UNITED KINGDOM

  Phone

  +4407887532010

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Consumer Hire

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  • · Limited to employer providing or making available to their employees a cycle or cyclist's safety equipment up to the value of £1,000.

• Runs Investment Funds

• Consumer Hire Servicing

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  • · Limited to employer providing or making available to their employees a cycle or cyclist's safety equipment up to the value of £1,000.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Stephen

  IRN AJS01363

  • SMF3 Executive Director (since 1 Nov 2025)
  • [FCA CF] Client dealing (since 26 Mar 2024)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Anders Michael Torleif Ingelog

  IRN AMI01014

  • CF30 Customer (4 Sep 2018 to 8 Dec 2019)
• Anthony James Campbell Chisnall

  IRN AJC01285

  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
• Benjamin George Dear

  IRN BGD01018

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (10 Dec 2019 to 26 Mar 2024)
  • CF3 Chief Executive (12 Jan 2018 to 8 Dec 2019)
  • CF1 Director (2 Nov 2017 to 8 Dec 2019)
• David Nicholas Greenwood

  IRN DNG01006

  • CF30 Customer (5 Jul 2018 to 8 Dec 2019)
• Douglas Carl Grip

  IRN DCG01056

  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Fadi Zaher

  IRN FXZ01053

  • [FCA CF] Manager of certification employee (since 15 Apr 2026)
  • [FCA CF] Client dealing (since 15 Apr 2026)
  • [FCA CF] Significant management (since 15 Apr 2026)
• Graeme Colville Stephen

  IRN GXS01342

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Mar 2024)
  • [PRA CF] Key function holder (10 Dec 2019 to 26 Mar 2024)
  • [FCA CF] Significant management (10 Dec 2019 to 23 Apr 2024)
  • [FCA CF] Manager of certification employee (10 Dec 2019 to 26 Mar 2024)
  • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Nov 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Nov 2017 to 8 Dec 2019)
  • CF1 Director (2 Nov 2017 to 8 Dec 2019)
• Jan Gerrit Heyns

  IRN JGH01132

  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Lakshman Sathananthan

  IRN LXS00611

  • [FCA CF] Client dealing (since 26 Mar 2024)

No changes recorded yet.