Alexander James Stephen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Osmosis Investment Management UK Limited
FRN 765056
- SMF3 Executive Director (since 1 Nov 2025)
- [FCA CF] Client dealing (since 26 Mar 2024)
- CF30 Customer (1 Oct 2019 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (6 Jul 2018 to 12 Nov 2018)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (1 Nov 2007 to 28 Aug 2009)
- CF27 Investment Management (20 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.