Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Osmosis Investment Management UK Limited
FRN 765056
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [PRA CF] Key function holder (10 Dec 2019 to 26 Mar 2024)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Mar 2024)
- [FCA CF] Manager of certification employee (10 Dec 2019 to 26 Mar 2024)
- [FCA CF] Significant management (10 Dec 2019 to 23 Apr 2024)
- CF1 Director (2 Nov 2017 to 8 Dec 2019)
- CF30 Customer (2 Nov 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Nov 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.