Osmosis Investment Management UK Limited

Date authorised
2 November 2017
Companies House
09960550
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    36-38 Botolph Lane
    London
    EC3R 8DE
    UNITED KINGDOM
    Phone
    +4407887532010
    Web
    https://www.osmosisim.com

  • Complaints Contact

    36-38 Botolph Lane
    London
    EC3R 8DE
    UNITED KINGDOM
    Phone
    +4407887532010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Consumer Hire

    Show 1 limitation
    • · Limited to employer providing or making available to their employees a cycle or cyclist's safety equipment up to the value of £1,000.

  • Runs Investment Funds

  • Consumer Hire Servicing

    Show 1 limitation
    • · Limited to employer providing or making available to their employees a cycle or cyclist's safety equipment up to the value of £1,000.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Andrew Tully

    IRN MAT01066

    • CF3 Chief Executive (2 Nov 2017 to 2 Jan 2018)
    • CF1 Director (2 Nov 2017 to 2 Jan 2018)
  • Nevelon Anthony Cheand

    IRN NXC01380

    • [FCA CF] Significant management (since 26 Mar 2024)
  • Robert John Parker

    IRN RJP01290

    • [FCA CF] Client dealing (26 Mar 2024 to 30 Nov 2025)
    • [FCA CF] Significant management (18 Feb 2022 to 23 Apr 2024)
    • SMF3 Executive Director (18 Feb 2022 to 30 Nov 2025)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • Saad Rashid

    IRN SXR01437

    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2021)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
    • CF1 Director (2 Nov 2017 to 8 Dec 2019)
  • Shikhar Verma

    IRN SXV00201

    • [FCA CF] Client dealing (26 Mar 2024 to 24 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.