Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew William Newcombe

  IRN AWN00003

  • CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2003)
• Andrew Willmott

  IRN AGW00017

  • [FCA CF] Client dealing (1 Feb 2024 to 2 Feb 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 2 Feb 2024)
• Ann Marie Richards

  IRN AXR01693

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• Anna Dawson

  IRN AXM00392

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Jul 2013 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Anna Steele

  IRN ADW01115

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Anthony Edward Stevens

  IRN AES00034

  • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
  • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Aug 2005 to 25 Nov 2005)
• Anthony Graham George Laverick

  IRN AGL00004

  • CF30 Customer (1 Nov 2007 to 2 Sep 2008)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 31 Oct 2007)
• Anthony James William Palmer

  IRN AJP00011

  • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
  • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Sep 2006 to 27 Dec 2006)
• Anthony John Buttler

  IRN AJB00005

  • CF24 Pension Transfer Specialist (1 Mar 2005 to 5 Apr 2006)
  • CF21 Investment Adviser (1 Mar 2005 to 5 Apr 2006)
• Anthony Lloyd Saunders

  IRN ALS01133

  • CF30 Customer (19 Jan 2015 to 24 Oct 2016)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.