Andrew William Newcombe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 433591

    • SMF1 Chief Executive (11 Aug 2022 to 12 Jan 2023)
    • SMF3 Executive Director (11 Aug 2022 to 18 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Sep 2020)
    • Responsible for Insurance Mediation (16 Mar 2016 to 5 May 2018)
    • CF11 Money Laundering Reporting (29 Jan 2016 to 5 May 2018)
    • CF10 Compliance Oversight (29 Jan 2016 to 5 May 2018)
    • CF1 Director (6 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
  • Fleming Financial Limited (no longer approved here)

    FRN 219603

    • (8)Employed By (9 May 2005 to 22 Dec 2005)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.