Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 2 Feb 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 2 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (8 Aug 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 21 Jul 2011)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (16 Feb 2006 to 11 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (18 Aug 2005 to 6 Jan 2006)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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