Anthony Edward Stevens

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & J WEALTH MANAGEMENT LIMITED

    FRN 428590

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
    • [FCA CF] Client dealing (since 1 Sep 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (18 Jun 2018 to 8 Dec 2018)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (11 Jan 2012 to 14 Sep 2012)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
    • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Aug 2005 to 25 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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