Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Thomas Waller

  IRN RTW01030

  • SMF9 Chair of the Governing Body (since 30 Aug 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2023)
  • Responsible for Insurance Mediation (30 Sep 2013 to 30 Sep 2018)
  • CF3 Chief Executive (30 Sep 2013 to 8 Dec 2019)
  • CF1 Director (23 Jan 2013 to 8 Dec 2019)
• Robert Tinsley

  IRN RXT00064

  • CF24 Pension Transfer Specialist (1 Mar 2005 to 2 Jun 2006)
  • CF21 Investment Adviser (1 Mar 2005 to 2 Jun 2006)
• Robert William Hirst

  IRN RWH00049

  • CF30 Customer (12 Feb 2008 to 15 Oct 2009)
• Robert William Leonard

  IRN RWL00007

  • CF21 Investment Adviser (1 Mar 2005 to 21 Nov 2007)
• Robert William Price

  IRN RWP01064

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF22 Investment Adviser (Trainee) (11 Jul 2007 to 31 Oct 2007)
• Roberto Mario Di-Ronato

  IRN RMD01105

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Robin Dyson

  IRN RXD00026

  • CF21 Investment Adviser (10 Aug 2006 to 6 Oct 2006)
  • CF22 Investment Adviser (Trainee) (28 Nov 2005 to 10 Aug 2006)
• Robin Matthew Cotgreave

  IRN RXC01565

  • CF21 Investment Adviser (3 Jun 2005 to 30 Aug 2006)
• Robin Raeburn Clements

  IRN RRC00001

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
• Roderick Malcolm

  IRN RLM00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.