Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chantler Kent Investments
FRN 158927
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Mar 2005 to 2 Jun 2006)
- CF24 Pension Transfer Specialist (1 Mar 2005 to 2 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.