Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (19 Apr 2016 to 18 Apr 2019)
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- CF30 Customer (19 Jun 2014 to 18 Mar 2016)
- CF22 Investment Adviser (Trainee) (29 Jun 2007 to 31 Oct 2007)
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- CF26 Customer Trading (28 Apr 2005 to 31 Oct 2006)
- CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2006)
- CF22 Investment Adviser (Trainee) (16 Nov 2004 to 28 Apr 2005)
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- CF22 Investment Adviser (Trainee) (16 Sep 2002 to 5 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.