Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Robert Ward

  IRN JRW01237

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • [FCA CF] Client dealing (since 1 Feb 2024)
• James Scott Marshall

  IRN JSM00061

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2002)
• James Stabler

  IRN JAS01503

  • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 May 2025)
  • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
• James Stuart Fall

  IRN JSF01047

  • [FCA CF] Functions requiring qualifications (8 Sep 2025 to 27 Feb 2026)
  • [FCA CF] Client dealing (8 Sep 2025 to 27 Feb 2026)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 12 May 2025)
• James Thomas Allan

  IRN JTA00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF21 Investment Adviser (25 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Jan 2006 to 25 Jul 2006)
• Jamie Tough

  IRN JWT01078

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2022)
  • CF30 Customer (22 Aug 2018 to 8 Dec 2019)
• Jan Jarich Nooitgedagt

  IRN JJN01046

  • CF2 Non Executive Director (29 Dec 2009 to 6 Jan 2012)
• Jane Anne Paterson

  IRN JAP00006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• Jane Clare Ricca

  IRN JCR00005

  • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)
• Janet Dakin

  IRN JXD00206

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 27 Feb 2026)
  • [FCA CF] Client dealing (1 Feb 2024 to 27 Feb 2026)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.