James Stabler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 May 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 29 May 2025)
- CF30 Customer (7 Nov 2019 to 8 Dec 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (9 Dec 2016 to 5 Mar 2019)
Distinct Financial Solutions Wealth Management Ltd (no longer approved here)
FRN 742937
- Employed By (9 Dec 2016 to 5 Mar 2019)
True Potential Investments LLP (no longer approved here)
FRN 527444
- CF30 Customer (15 Oct 2015 to 14 Dec 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (17 Feb 2014 to 15 Oct 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.