James Stuart Fall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (8 Sep 2025 to 27 Feb 2026)
    • [FCA CF] Functions requiring qualifications (8 Sep 2025 to 27 Feb 2026)
    • [FCA CF] Manager of certification employee (1 Feb 2024 to 12 May 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (26 Jun 2019 to 4 Jul 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 27 Jun 2019)
    • CF30 Customer (28 May 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Jun 2008 to 22 Jan 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2004 to 4 Mar 2005)
    • CF22 Investment Adviser (Trainee) (26 Aug 2003 to 18 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.