Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Dyas

  IRN JXD01839

  • [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Apr 2024)
• James Gourley Sinclair

  IRN JXS00263

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2026)
  • [FCA CF] Manager of certification employee (1 Feb 2024 to 1 Jan 2026)
• James Ian Humphrey

  IRN JIH00002

  • CF21 Investment Adviser (1 Mar 2005 to 1 Jul 2005)
• James McGuinness

  IRN JXM02382

  • CF3 Chief Executive (15 Feb 2006 to 8 Jun 2006)
  • CF8 Apportionment and Oversight (15 Feb 2006 to 8 Jun 2006)
  • CF1 Director (28 Oct 2005 to 20 Nov 2007)
  • CF10 Compliance Oversight (28 Oct 2005 to 1 Mar 2006)
  • CF11 Money Laundering Reporting (28 Oct 2005 to 1 Mar 2006)
• James McLaughlin

  IRN JXM00211

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• James McQuillan

  IRN JXM00318

  • CF21 Investment Adviser (13 Dec 2002 to 30 Apr 2003)
  • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 13 Dec 2002)
• James Michael Balls

  IRN JMB00109

  • CF21 Investment Adviser (23 Apr 2002 to 2 May 2006)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Apr 2002)
• James Noble

  IRN JXN00033

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (2 Jul 2013 to 8 Dec 2019)
• James Oakley Alder

  IRN JOA00003

  • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• James Owen Mitchell

  IRN JOM01004

  • CF30 Customer (3 Sep 2012 to 23 Nov 2015)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.