Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Feb 2025)
    • CF30 Customer (since 4 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 12 Aug 2024)
    • (1)Employed By (since 4 Oct 2024)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Apr 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (27 May 2008 to 29 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.