Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 19 Feb 2025)
- CF30 Customer (since 4 Oct 2024)
- Appointed representative dealing with clients for which they require qualification (since 12 Aug 2024)
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Dyas Wealth Management Ltd
FRN 1019467
- (1)Employed By (since 4 Oct 2024)
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- [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Apr 2024)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (27 May 2008 to 29 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.