James Michael Balls

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TITAN WEALTH PLANNING LTD

    FRN 574458

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • Prism Financial Advice Limited (no longer approved here)

    FRN 426165

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 4 Nov 2025)
    • [FCA CF] Client dealing (1 Jan 2020 to 4 Nov 2025)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Meridian Advice Limited (no longer approved here)

    FRN 227554

    • (10)Employed By (24 Jun 2016 to 21 Feb 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (24 Jun 2016 to 21 Feb 2018)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (5 Jun 2006 to 10 Aug 2006)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (23 Apr 2002 to 2 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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