James Gourley Sinclair

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 27 Jan 2026)
    • [FCA CF] Manager of certification employee (1 Feb 2024 to 1 Jan 2026)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (19 Aug 2019 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jun 2019)
    • CF30 Customer (13 Jun 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Jul 2010 to 11 Nov 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 21 Jun 2010)
    • CF22 Investment Adviser (Trainee) (9 Jul 2007 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (18 Feb 2002 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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