Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gavin Burgoyne

  IRN GMB00007

  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
• Gavin McDowall Scullion

  IRN GMS01080

  • [FCA CF] Manager of certification employee (since 1 Feb 2024)
• Gemma Joan Hutton

  IRN GJH01144

  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
• George Gareth Gordon Marr

  IRN GGM00013

  • CF21 Investment Adviser (1 Mar 2005 to 31 Dec 2006)
  • CF8 Apportionment and Oversight (27 May 2004 to 16 Jan 2006)
  • CF3 Chief Executive (27 May 2004 to 16 Jan 2006)
  • CF1 Director (27 May 2004 to 16 Jan 2006)
• Gillian Mclees

  IRN GXW84473

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Gillian Scott

  IRN GCS01067

  • CF29 Significant management (16 Nov 2010 to 6 Jan 2012)
• Graeme Wolfe

  IRN GRW00029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Graham Edward Stanley

  IRN GES00008

  • CF21 Investment Adviser (1 Mar 2005 to 27 Jun 2005)
• Graham Philip Harrod Collins

  IRN GPC00021

  • CF21 Investment Adviser (1 Mar 2005 to 29 Sep 2006)
• Graham Straughair

  IRN GXS85407

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.