Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (31 Aug 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 9 Aug 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (13 Dec 2002 to 22 Apr 2005)
    • CF22 Investment Adviser (Trainee) (11 Feb 2002 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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