Graham Edward Stanley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Jul 2016)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Mar 2007 to 2 Jul 2007)
Stanley Thomas Financial Planning Limited
FRN 726239
- (2)Employed By (since 26 Nov 2015)
Clearwater Wealth Management (no longer approved here)
FRN 401714
- Employed By (19 Mar 2007 to 5 Jan 2016)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (27 Feb 2006 to 29 Dec 2006)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF21 Investment Adviser (1 Mar 2005 to 27 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.