Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brenda Jean Barrett

  IRN BJB01105

  • CF29 Significant management (29 Jan 2008 to 31 Dec 2009)
• Brian McLean

  IRN BXM00086

  • CF21 Investment Adviser (1 Mar 2005 to 28 Apr 2006)
  • CF24 Pension Transfer Specialist (1 Mar 2005 to 28 Apr 2006)
• Bryan Anderson David Wilkins

  IRN BAW01048

  • CF30 Customer (26 Apr 2013 to 14 Jan 2014)
• Bryan James Kettles

  IRN BJK01010

  • CF13 Finance (1 Jun 2004 to 26 Jul 2007)
• Caleb James Duckworth

  IRN CJD01124

  • CF22 Investment Adviser (Trainee) (20 Dec 2004 to 20 Jul 2006)
• Carl Graham Sotheron

  IRN CGS00005

  • CF30 Customer (26 Sep 2016 to 1 Dec 2017)
• Carlie Mary David

  IRN CXD85987

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
• Caroline Susan Forsyth Macefield

  IRN CSM01110

  • CF28 Systems and controls (3 Aug 2016 to 21 Aug 2019)
• Carolyn Dibben

  IRN CXD00085

  • CF30 Customer (29 Apr 2009 to 15 Mar 2010)
• Carys Roberts

  IRN CLR01042

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jan 2022)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.