Carl Graham Sotheron

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citrus Financial Advice Ltd

    FRN 620729

    • Employed By (since 7 Sep 2023)
  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2017)
  • Tenacity Wealth Management Limited (no longer approved here)

    FRN 618335

    • Employed By (13 Dec 2017 to 2 Oct 2023)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (26 Sep 2016 to 1 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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