Carys Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Origen Financial Services Limited (no longer approved here)
FRN 192666
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2022)
- CF30 Customer (1 Apr 2019 to 8 Dec 2019)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (12 Jun 2012 to 10 Apr 2013)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 31 May 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF30 Customer (1 Nov 2007 to 15 Feb 2009)
- CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 30 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.