Carolyn Dibben

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF30 Customer (29 Apr 2009 to 15 Mar 2010)
Atomos Financial Planning Limited (no longer approved here)
FRN 193503
- CF22 Investment Adviser (Trainee) (13 Aug 2004 to 25 Nov 2005)
Moffatt Financial Planning Limited (no longer approved here)
FRN 198060
- CF21 Investment Adviser (1 Apr 2003 to 21 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.