ORCHARD HOUSE (I.F.A.S) LTD.

• Principal Place of Business

  28 Eliot Drive

  Marlow

  Buckinghamshire

  SL7 1TU

  UNITED KINGDOM

  Phone

  +4401491412513

  Web

  https://www.orchardhouse.co.uk

• Complaints Contact

  28 Eliot Drive

  Marlow

  Buckinghamshire

  SL7 1TU

  UNITED KINGDOM

  Phone

  +441491412513

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian David Yolland

  IRN JDY00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Oct 2020)
  • SMF16 Compliance Oversight (since 17 Jan 2020)
  • Responsibility for MCD Intermediation (since 17 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (13 Mar 2018 to 30 Sep 2018)
  • CF30 Customer (13 Mar 2018 to 8 Dec 2019)
  • CF1 Director (22 Dec 2015 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Aug 2005 to 1 Sep 2006)
• Lara Theresa Shepherd

  IRN LTS01015

  • CF1 Director (2 Jun 2009 to 8 Dec 2015)
  • CF2 Non Executive Director (29 Jan 2007 to 2 Jun 2009)
• Mark Insley

  IRN MXI01133

  • CF30 Customer (19 Aug 2010 to 18 Jul 2011)
• Michael George Brayford Shepherd

  IRN MGS00002

  • SMF3 Executive Director (9 Dec 2019 to 15 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 May 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 May 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Sep 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
  • CF1 Director (2 Aug 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Aug 2005 to 23 Sep 2019)
  • CF11 Money Laundering Reporting (2 Aug 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • Responsible for Insurance Mediation (2 Aug 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Aug 2005 to 6 Jul 2009)
• Michael Graham Roberts

  IRN MGR01043

  • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Jul 2006 to 13 Oct 2006)
• Patrick John Hocart Tooley

  IRN PJT01173

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2021)
  • [FCA CF] Client dealing (since 17 Mar 2021)
• Robert Terry Betteridge

  IRN RTB00012

  • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
  • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
• Robin Roy

  IRN RXR01867

  • CF30 Customer (6 Mar 2018 to 1 Aug 2018)
• Stephen George Hedges

  IRN SGH00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (23 Jan 2013 to 8 Dec 2019)
• Stuart Peter Logan

  IRN SPL01091

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2014 to 8 Dec 2019)

No changes recorded yet.