Michael Graham Roberts

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spend Time Ltd

    FRN 917358

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Jun 2020)
    • SMF3 Executive Director (since 22 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jun 2020)
    • SMF16 Compliance Oversight (since 22 Jun 2020)
    • Responsible for Insurance Distribution (since 22 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2020)
  • PROTECT AND INVEST LIMITED (no longer approved here)

    FRN 469073

    • CF1 Director (AR) (6 Jun 2019 to 19 Jun 2020)
    • CF1 Director (17 Sep 2010 to 29 Aug 2019)
    • CF30 Customer (6 Mar 2009 to 19 Jun 2020)
  • ORCHARD HOUSE (I.F.A.S) LTD. (no longer approved here)

    FRN 433181

    • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2006 to 13 Oct 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (4 Nov 2002 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 4 Nov 2002)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (4 Nov 2002 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 4 Nov 2002)
  • Village Financial Services Limited (no longer approved here)

    FRN 158309

    • (8)Employed By (27 Feb 2002 to 19 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Village Financial Services Limited

  2. controlled function added: (8)Employed By at Village Financial Services Limited