Mark Insley

Last updated
3 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT WEALTH MANAGEMENT LTD

    FRN 551744

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 25 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 May 2016)
    • CF30 Customer (since 21 Jul 2011)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2023)
    • CF1 Director (AR) (6 Mar 2019 to 30 Jan 2023)
    • CF10 Compliance Oversight (21 Jul 2011 to 8 Dec 2019)
    • CF1 Director (21 Jul 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Jul 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (21 Jul 2011 to 8 Dec 2019)
  • Consulo Wealth Solutions Limited (no longer approved here)

    FRN 916359

    • Employed By (21 Nov 2019 to 6 Sep 2023)
  • Cape Berkshire Ltd (no longer approved here)

    FRN 810800

    • Employed By (17 Sep 2019 to 8 Sep 2025)
  • ORCHARD HOUSE (I.F.A.S) LTD. (no longer approved here)

    FRN 433181

    • CF30 Customer (19 Aug 2010 to 18 Jul 2011)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF30 Customer (2 Jun 2009 to 25 Mar 2010)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF30 Customer (12 Feb 2008 to 16 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.