OPUS Independent Financial Planning Limited

• Principal Place of Business

  Opus Independent Financial Planning Ltd

  1 Coleshill Street

  Sutton Coldfield

  Birmingham

  B72 1SD

  UNITED KINGDOM

  Phone

  +441213544034

  Web

  https://www.opus-ifp.com

• Complaints Contact

  Opus Independent Financial Planning Ltd

  1 Coleshill Street

  Sutton Coldfield

  Birmingham

  B72 1SD

  UNITED KINGDOM

  Phone

  +4401213544034

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Patrick Holian

  IRN JPH01091

  • CF1 Director (AR) (30 Jun 2016 to 30 Nov 2016)
• Jonathan Ian Montgomery

  IRN JIM01032

  • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 12 Aug 2021)
  • [FCA CF] Client dealing (25 Mar 2021 to 12 Aug 2021)
  • CF30 Customer (29 Oct 2018 to 9 Nov 2019)
  • CF1 Director (AR) (29 Oct 2018 to 9 Nov 2019)
• Jordan James Reid

  IRN JJR01104

  • [FCA CF] Client dealing (31 Mar 2021 to 31 Dec 2021)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 31 Dec 2021)
  • CF30 Customer (6 Feb 2018 to 31 May 2020)
• Joseph David

  IRN JXD00609

  • CF1 Director (AR) (8 Nov 2023 to 27 Mar 2025)
• Julian Haycock

  IRN JMH01301

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 12 May 2021)
  • CF1 Director (AR) (since 12 May 2021)
  • CF30 Customer (since 12 May 2021)
• Julian Mark Puddy

  IRN JMP01136

  • CF1 Director (AR) (1 Nov 2022 to 19 Mar 2024)
  • [FCA CF] Client dealing (25 Mar 2021 to 1 Nov 2024)
  • [FCA CF] Functions requiring qualifications (25 Mar 2021 to 1 Nov 2024)
  • SMF3 Executive Director (23 Sep 2020 to 1 Nov 2024)
  • CF30 Customer (15 Jan 2018 to 31 May 2020)
• Kelly Soley

  IRN KXS00785

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• Lee Thomas Axford

  IRN LTA01008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 7 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2025)
  • [FCA CF] Client dealing (7 Feb 2022 to 19 Apr 2022)
  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 19 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 May 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 31 May 2020)
  • CF1 Director (10 Nov 2014 to 8 Dec 2019)
  • CF1 Director (AR) (20 Aug 2013 to 30 Nov 2016)
  • CF30 Customer (21 Dec 2010 to 8 Dec 2019)
• Mark Edward Dooner

  IRN MED01039

  • CF30 Customer (1 Jul 2025 to 7 Apr 2026)
• Mark Ross Thomson

  IRN MRT01057

  • Responsible for Insurance Distribution (since 25 Feb 2025)
  • Responsibility for MCD Intermediation (since 25 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2025)
  • SMF16 Compliance Oversight (since 22 Jan 2025)

• Opus Corporate Solutions Ltd (no longer appointed)

  FRN 560525 · Appointed 24 Sep 2012 · Until 5 Jun 2015

No changes recorded yet.