Mark Ross Thomson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OPUS Independent Financial Planning Limited
FRN 529492
- Responsible for Insurance Distribution (since 25 Feb 2025)
- Responsibility for MCD Intermediation (since 25 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2025)
- SMF16 Compliance Oversight (since 22 Jan 2025)
DACO Associates Limited (no longer approved here)
FRN 586519
- CF30 Customer (23 Aug 2019 to 8 Dec 2019)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (7 Aug 2019 to 7 Aug 2019)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (30 Jan 2012 to 28 Dec 2012)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF30 Customer (10 Oct 2011 to 31 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.