Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rowan Brian Bastard

    IRN RXB01189

    • [FCA CF] Client dealing (7 May 2024 to 10 Nov 2025)
  • Rune Dinesen

    IRN RXD01240

    • CF30 Customer (1 Feb 2013 to 30 Jun 2014)
  • Rune Madsen

    IRN RXM01528

    • [FCA CF] Algorithmic trading (since 4 Dec 2020)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Samir Patel

    IRN SXP01680

    • CF30 Customer (19 Oct 2015 to 23 Mar 2018)
  • Sean Lichtig

    IRN SXL01951

    • CF30 Customer (20 Feb 2015 to 8 Dec 2019)
  • Sebastian Greensmith

    IRN SJS01298

    • CF30 Customer (3 Jun 2013 to 11 Dec 2014)
  • Shaniv Arjun Paul Muttiah

    IRN SAM01318

    • CF30 Customer (13 May 2011 to 4 Oct 2013)
  • Sherry Ann Giessen

    IRN SAG01043

    • CF29 Significant management (8 Feb 2012 to 30 Jun 2013)
    • CF30 Customer (8 Sep 2008 to 30 Jun 2013)
    • CF3 Chief Executive (8 Sep 2008 to 2 Mar 2011)
    • CF1 Director (8 Sep 2008 to 2 Mar 2011)
  • Simon Andrew Bakewell

    IRN SAB01165

    • CF29 Significant management (18 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (16 Jan 2012 to 8 Dec 2019)
  • Simon Bakewell

    IRN SXB00515

    • [FCA CF] Client dealing (4 Dec 2020 to 9 Mar 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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