Samir Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Invesco Fund Managers Limited
FRN 119298
- [FCA CF] Material risk taker (since 2 Mar 2026)
Invesco Asset Management Limited
FRN 122674
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (19 Oct 2015 to 23 Mar 2018)
Guggenheim Securities International Ltd (no longer approved here)
FRN 485435
- CF30 Customer (9 Jul 2012 to 31 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.