Oppenheimer Europe Ltd.

Date authorised
1 April 2013
Companies House
06595648
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrik Jaurell

    IRN PXJ00227

    • [FCA CF] Client dealing (4 Jul 2023 to 30 Sep 2024)
  • Patryk Piotr Plewka

    IRN PPP01020

    • CF30 Customer (16 Jan 2017 to 28 Jun 2017)
  • Paul Anthony Tanner

    IRN PAT01093

    • CF29 Significant management (6 Nov 2009 to 25 Apr 2014)
    • CF30 Customer (12 Dec 2008 to 25 Apr 2014)
  • Paul Michael Smith

    IRN PMS01093

    • [FCA CF] Algorithmic trading (since 4 Dec 2020)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (16 Jul 2018 to 8 Dec 2019)
  • Pavel Yakovlev

    IRN PXY00002

    • [FCA CF] Client dealing (14 Oct 2024 to 28 Apr 2025)
  • Per Marcus Toft Klasse

    IRN PMK01071

    • [FCA CF] Client dealing (since 18 Feb 2022)
  • Peter David James

    IRN PXJ01107

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • [FCA CF] Algorithmic trading (since 4 Dec 2020)
    • CF30 Customer (8 Sep 2008 to 8 Dec 2019)
  • Peter Giordano

    IRN PXG01639

    • CF29 Significant management (11 Apr 2012 to 8 Dec 2019)
  • Peter James Albano

    IRN PJA01152

    • CF29 Significant management (19 Mar 2015 to 8 Dec 2019)
  • Peter Richard Gray

    IRN PRG01040

    • CF30 Customer (7 May 2009 to 25 Apr 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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